Assessment · 3 pages
RegTech Readiness Scorecard
Thirty statements across six dimensions to test whether your organisation is ready to buy, before you sit through a single demo.
Download PDFInside the Circle
Practical Tools for People Who Protect the System
10 free, print-ready checklists, assessments and guides on financial crime, third-party risk, RegTech and fraud. Built for practitioners, and written to work in any jurisdiction.
Print-ready
A4 PDFs with write-in boxes and scoring, built to be completed with your team.
Jurisdiction-neutral
Principles and red flags you can apply anywhere. Add your local rules and regulators.
Yours to use
Use them in your own team training and reviews. Please keep the JFourth credit.
RegTech Mastery Series
Know whether you are ready to buy compliance technology, and how to choose well.
Checklist · 2 pages
RegTech Selection Checklist
Sixteen questions on transparency, accountability and partnership, side by side for up to three vendors, with red and green flags.
Download PDFThird-Party Risk
Why vendor failures are system failures, and how to see the system.
Guide · 12 pages
The TPRM Blueprint: Systems Thinking for Third-Party Risk
A twelve-page playbook that moves third-party risk beyond paperwork: dependency mapping, cascade-aware risk, clear accountability and pressure-tested culture.
Download PDFProduct & Fraud
Build products that protect people, and help people spot the scams that target them.
Checklist · 2 pages
Safety by Design Checklist
Four phases from idea to scale, eight product red flags and five golden rules for building compliance in from day one.
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Field guide · 2 pages
Spot a Scam: Field Guide
The pig-butchering playbook, ten red flags in order of appearance, the scripts decoded and what to do. Share it with someone you care about.
Download PDFGatekeepers
For lawyers, real estate professionals and other gatekeepers on the front line of AML.
Cheat sheet · 1 page
Frontline Red Flag Cheat Sheet
One page for the desk: twenty red flags across client behaviour, ownership, transactions and origin of funds, and the four steps to take when one appears.
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Assessment · 3 pages
AML Readiness Assessment for Law Firms
Fifteen items built on the PULSE framework to test whether AML is embedded in your firm's culture or only in its paperwork, with a 90-day action plan.
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Guide · 11 pages
Red Flag Typologies for Legal Professionals
Seven ways criminals exploit lawyers, each with the scenario, the red flags and what should happen, plus a PULSE check before every engagement.
Download PDFNon-profits
Protect your mission from white-washing, donor exploitation and de-risking.
Checklist · 5 pages
NPO Vulnerability Checklist
Thirty-seven questions across donor due diligence, red flags, governance, records, training and banking, with a scored risk level and action plan.
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Assessment · 2 pages
NPO Quick Self-Assessment
A ten-minute version: fifteen items in five sections to find your gaps before they become vulnerabilities.
Download PDFThese resources are jurisdiction-neutral and for general guidance only. They are not legal advice. Always apply the legal and regulatory requirements that apply to you.
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